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Communications for Registered Reps Training Class |
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Communications for Registered Reps Training Seminar
This course is designed to assist a registered representative in understanding the rules/regulations the industry has with regard to communications between reps and their clients.
This course covers:- Sales Literature
- SEC Rules Admendments
- Cold Call Rules
- Mutual Fund Advertising
- Internet Guidelines
- Personal Web Sites
- Supervisory Procedures
This course also includes an open book, multiple choice exam for those individuals seeking Illinois Insurance and/or CFP Continuing Education Credits.
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Price |
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$42.75
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