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Internal Controls Training Class
Course ID: 12364
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Internal Controls Training Seminar
This seminar will provide valuable information on management controls, ethics and fraud prevention techniques. The program will help educate participants on how we arrived at Sarbanes-Oxley and best practices for addressing it.
Seminar highlights:
- Benefits derived from the implementation of an internal control framework
- Methodology for the management of an organization's internal controls
- Detailed examples of COSO components
- Detailed examples of COBIT components
- Analysis of the Sarbanes-Oxley trickle down to private firms
Learning objectives:
- The attendee will be able to discuss access to programs and data.
- The attendee will be able to identify the advantages of data analysis software over traditional auditing.
- The attendee will be able to review resource requirements and responsibilities.
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Agenda |
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This seminar will be presented by
John C. Blackshire Jr., CPA, and David S. Marshall, M.B.A., CISA, CFE.
8:30 a.m. - 10:00 a.m.
I. What Is Internal Control?
A. Why Implement An Internal Control Framework?
B. Definition Of Internal Control
C. Business Cycles
D. Maturity Model
10:00 a.m. - 10:10 a.m.
Break
10:10 a.m. - 12:15 p.m.
II. Best Practices From The Sarbanes-Oxley Act
A. Overview Of The Act
B. Guidance From The PCAOB
C. Categories Of Internal Controls
D. Evaluating And Testing
E. Internal Control Weaknesses
III. The COSO Internal Control Framework
A. The COSO Methodology
B. Framework Components
C. COSO Enterprise Risk Management
D. Business Process Mapping
E. Best Practices For Business Process Control
12:15 p.m. - 1:15 p.m.
Lunch (On Your Own)
1:15 p.m. - 2:15 p.m.
IV. Information Technology Internal Control Framework
A. The COBIT Methodology
B. System Access Controls
C. Program Development, Change And Implementation Controls
D. Computer Operations Controls
E. Best Practices For IT Control
2:15 p.m. - 3:00 p.m.
V. Methodology To Manage The Internal Control Process
A. Compliance Owner
B. Project Management
C. Task Management
D. Process Management
E. Resource Requirements And Responsibilities
F. Change Management
3:00 p.m. - 3:10 p.m.
Break
3:10 p.m. - 4:00 p.m.
VI. Corporate Fraud
A. Why People Commit Fraud
B. Where Do Frauds Occur?
C. Categories Of Fraud
D. How Is Fraud Discovered?
E. Best Practices For Fraud Prevention And Detection
4:00 p.m. - 4:30 p.m.
VII. Going Forward
A. Sarbanes-Oxley Trickle Down
B. The Role Of Internal Audit In SOX Section 404 Compliance
C. Compliance Officer
D. Software Trends
E. Top 10 Recommendations |
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Audience |
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This one-day seminar is designed for controllers, CPAs, accountants, CFOs, CEOs, business owners and
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Internal Controls Training Course Dates and Locations
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Course ID: 12364
| Course Duration: 1 Day
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Locations: |
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