Your Career
Training Marketplace

Questions? Call Toll-Free: 1-866-540-9677

Introducing TrainUp.com Institutes
A Next-Gen Approach To Corporate Education

Designed for professionals. Your skills, developed at your pace. Immerse yourself in a blended learning community and start developing your new skills now.

Enroll Now & Take $300 Off
Securities

Securities Training Classes and Seminars

TrainUp.com Lists 8 Live securities Training Events, 8 Virtual Live securities Events, 129 Online securities Courses, and 0 Training Video Collections

Read More

Read Less

Securities Training Your Way

Securities Training, Investment Courses and Seminars

TrainUp.com is your one-stop source for the best virtual securities training and live courses nationwide. Start your search now and browse among 8 live instructor-led securities training classes near you, from the industry's best securities training companies such as Kaplan Financial, Securities Exam Preparation, Inc., and The Securities Institute of America TrainUp.com also lists more than 129 self-paced online securities training courses, micro-learning videos, and eLearning bundles. If you have a team to train, we can conduct a course just for you. Check out our onsite on-site securities training page to request a custom virtual or in-person training quote today.

Request Securities On-Site Training. We bring the best instructors to you.

TrainUp.com is your one-stop source for the best virtual securities training and live courses nationwide. Start your search now and browse among 8 live instructor-led securities training classes near you, from the industry's best securities training companies such as Kaplan Financial, Securities Exam Preparation, Inc., and The Securities Institute of America TrainUp.com also lists more than 129 self-paced online securities training courses, micro-learning videos, and eLearning bundles. If you have a team to train, we can conduct a course just for you. Check out our onsite on-site securities training page to request a custom virtual or in-person training quote today.

Looking for Live Training courses?


Please call us at 1-866-540-9677.

Paralegals Role in Securities Law

Paralegals Role in Securities Law
Duration
1 Days
Duration
1 Days
Price: $199 VIEW DETAILS

Using Investment Policy Statements as an Investment Tool: It's an Art, Not a Science

Using Investment Policy Statements as an Investment Tool: It's an Art, Not a Science
Duration
1 Days
Duration
1 Days
Price: $149 VIEW DETAILS

Creating Fiscal Policies for Your Nonprofit: Investment Policies and Reserve Funds

Creating Fiscal Policies for Your Nonprofit: Investment Policies and Reserve Funds
Duration
1 Days
Duration
1 Days
Price: $149 VIEW DETAILS

CFP EssentialPLUS 103: Investment Planning

<strong>Earn Your Certified Financial Planner (CFP) Designation!</strong><br><br>This OnDemand class allows you to learn from a qualified instructor without the need to adhere to a live class schedule...
Duration
n/a
Duration
n/a
Price: $749 VIEW DETAILS

CFP 103: Investment Planning

<strong>Earn Your Certified Financial Planner (CFP) Certification!</strong><br><br>CFP 103 follows sound investment principles as a primary means of wealth accumulation for financial planning clients....
Duration
n/a
Duration
n/a
Price: $549 VIEW DETAILS

Staying Compliant With CFIUS and How to Advise Your Client When Making Foreign Investments

Staying Compliant With CFIUS and How to Advise Your Client When Making Foreign Investments
Duration
1 Days
Duration
1 Days
Price: $199 VIEW DETAILS

Series 6 Textbook, Software & Online Training Bundle

Our world-class Series 6 textbook, software and online training bundle is designed to guide you thro...
Duration
n/a
Duration
n/a
Price: $159 VIEW DETAILS

Series 65 Textbook, Software & Online Training Bundle

Our world-class Series 65 textbook and online training bundle is designed to guide you through the e...
Duration
n/a
Duration
n/a
Price: $200 VIEW DETAILS

Series 24 Textbook, Software & Online Video Training Bundle

Our world-class Series 24 textbook, software and online training bundle is designed to guide you thr...
Duration
n/a
Duration
n/a
Price: $299 VIEW DETAILS

Series 63 Textbook, Software & Online Training Bundle

Our world-class Series 63 textbook, software, and online class bundle are designed to guide you thro...
Duration
n/a
Duration
n/a
Price: $149 VIEW DETAILS

Series 7 & 63 Textbook, Software & Online Training Bundle

Our world-class Series 7 and Series 63 textbook, software and online training bundle is designed to ...
Duration
n/a
Duration
n/a
Price: $329 VIEW DETAILS

Series 6 & 63 Textbook, Software & Online Training Bundle

Our world-class Series 6 and 63 textbook, software and online training bundle is designed to guide y...
Duration
n/a
Duration
n/a
Price: $259 VIEW DETAILS

Employee Basics of Anti-Money Laundering Requirements Under the Bank Secrecy Act

Employee Basics of Anti-Money Laundering Requirements Under the Bank Secrecy Act
Duration
1 Days
Duration
1 Days
Price: $79 VIEW DETAILS

Series 7 & 66 Textbook, Software & Online Training Bundle

Our world-class Series 7 and Series 66 textbook, software and online training bundle is designed to ...
Duration
n/a
Duration
n/a
Price: $359 VIEW DETAILS

Title Law: A to Z

We are committed to safeguarding the health of our attendees and speakers. This seminar has been moved to an online format due to public health concerns....
Duration
1 Days
Duration
1 Days
Price: $575 VIEW DETAILS

Series 66 Wiley Textbook, Software & Online Video Course Package

Our world-class Series 66 textbook, exam prep software and online training bundle is designed to guide you through the entire studying process and to help you pass your Series 66 exam the first time!<...
Duration
n/a
Duration
n/a
Price: $179 VIEW DETAILS

Tracking Cash Flow From Your Business and Real Estate Investments

Tracking Cash Flow From Your Business and Real Estate Investments
Duration
n/a
Duration
n/a
Price: $149 VIEW DETAILS

Series 26 Textbook, Software & Online Training Bundle

Our world-class Series 26 textbook, software and online training bundle is designed to guide you thr...
Duration
n/a
Duration
n/a
Price: $229 VIEW DETAILS

Self-Directed IRAs Investing in Real Estate, Start-Ups, Gold, Crypto, and Other Nonpublicly Traded Assets

Self-Directed IRAs Investing in Real Estate, Start-Ups, Gold, Crypto, and Other Nonpublicly Traded Assets...
Duration
n/a
Duration
n/a
Price: $149 VIEW DETAILS

Taking the Mystery Out of Wall Street and How to Invest Like a Millionaire

Gain a better understanding of Wall Street and learn how to play along like the financial professionals. Wall Street terms and business news can bore or scare the heck out of many people....
Duration
1 Days
Duration
1 Days
Price: $99 VIEW DETAILS

Series 7 Online Video Class

The series 7 video is a great tool for visual learning. Watch a full series 6 class as the studio quality video brings the topics to life. Scrolling power point presentations help enforce the key poin...
Duration
n/a
Duration
n/a
Price: $99 VIEW DETAILS

Series 6 Online Video Class

The series 6 video is a great tool for visual learning. Watch a full series 6 class as the studio quality video brings the topics to life. Scrolling power point presentations help enforce the key poin...
Duration
n/a
Duration
n/a
Price: $99 VIEW DETAILS

Finance and Accounting Essentials for Non-financial Professionals Part 1

Finance and Accounting Essentials for Non-financial Professionals Part 1
# of Courses
5
Price: $199 VIEW DETAILS

Finance and Accounting Essentials for Non-financial Professionals

Finance and Accounting Essentials for Non-financial Professionals Bundle
# of Courses
6
Price: $229 VIEW DETAILS

Get Up to 20% off Live & Online Training Courses

Discounts Across Hundreds of Training Providers
Start saving on all your purchases for team, department & enterprise-wide training Discounts applicable to online and live instructor-led training Customized corporate landing page at TrainUp.com for quick, easy registration

We’ll Conduct The Course Just For Your Team

Get $250 Off Your First Custom Training
Save money and boost productivity by delivering the training in-house You pick the topic, we will customize your training to fit your needs and budget 1000+ tenured instructor network. Hundreds of topics in business skills, HR, IT & more We’ll send the best experts to help you achieve your learning goals

Get Up to 20% off eLearning

& MicroLearning Deals for Groups
Empower your workers to learn at their own pace while maintaining content / message consistency
SCORM /AICC compliant. Upload content to your LMS
We’ll help customize your curriculum. Send us a request today to preview our entire online training catalog

Customized eLearning Solutions

Get $500 off Your First Course
Contact us to learn more about our client-centric, custom eLearning services, including:
ILT /Virtual Live to eLearning MicroLearning Video Development Mobile Learning Gamified Learning Flash to HTML5 Conversion

TrainUp.com is your one-stop source for the best virtual securities training and live courses nationwide. Start your search now and browse among 8 live instructor-led securities training classes near you, from the industry's best securities training companies such as Kaplan Financial, Securities Exam Preparation, Inc., and The Securities Institute of America TrainUp.com also lists more than 129 self-paced online securities training courses, micro-learning videos, and eLearning bundles. If you have a team to train, we can conduct a course just for you. Check out our onsite on-site securities training page to request a custom virtual or in-person training quote today.

Image

Request Securities On-Site Training. We bring the best instructors to you.

Investment Courses and Workshops

A security is defined as a financial instrument that shows evidence of a debt or equity. Financial advisors and analysts provide analysis and guidance to businesses and individuals in making securities investment decisions. Whether buying or selling securities, many financial professionals need to be licensed. The Financial Industry Regulatory Authority (FINRA) is the main licensing organization for the securities industry.


Request Information

Can't find what you're looking for? Our team responds within 30 minutes. Ask about getting $250 off your first on-site training.

Frequently Asked Questions about Securities
What is security training?

Security training is about educating employees about computer or network security. This does not refer to physical security, like learning to be a security guard at a physical location, rather security training is about cybersecurity awareness and how to be proactive against digital threats. This also encompasses learning how to become a network security professional or a certified ethical hacker to strengthen and defend vunerable computer networks from attack.

What is the SIE exam?

The Securities Industry Essentials (SIE) Exam is a new exam for prospective security industry professionals. Many firms require this certification for new entry-level employees. The passing score for the SIE exam is 70 percent.

How much does the SIE exam cost?

The cost of the SIE exam is $60. There has also been recent changes made to the costs of the revised representative-level exams. As of 2018, the revised representative-level exam fees are as follows: Series 7: $245, Series 6: $40, Series 22: $40, Series 57: $60, Series 79: $245, Series 82: $40, Series 99: $40

Can I take the SIE exam?

You can take the SIE exam as long as you can demonstrate that you either have a job as a representative at a firm, or that you have equivalent knowledge. College students can atempt the SIE exam because it does not require a sponsoring firm or experience. The Financial Industry Regulatory Authority (FINRA) does not require that you be sponsored by a firm to sit for the SIE exam, however, candidates must posess the knowledge needed to pass the exam applicable to their desired job function.

What is the purpose of the SIE exam?

The purpose of the Security Industry Essentials (SIE) Exam is to assess a candidate's knowledge of basic securities industry topics which are foundational to working in the securities industry.

What is the SIE license?

The Securities Industry Essentials (SIE) license applies to security industry professionals. It allows people to enter the securities and insurance industries without being affiliated with any qualified firm. In addition to this, many firms require this license for their employees as it shows they have the correct knowledge and experience. This license is a new qualification that was administered by the Financial Industry Regulatory Authority (FINRA) on Oct. 1, 2018.

Who takes the Series 7 exam?

The series 7 exam sets a level of entry knowledge and standards for a registered stockbroker or representative to work in the securities industry.

What is a Series 7 license?

The Series 7 exam is also known as the General Securities Representative Exam (GSRE). It's purpose is to set a level of entry knowledge and standards for a registered stockbroker or representative to work in the securities industry. The Series 7 exam focuses on investment risk, equity, taxation, debt instruments, packaged securities, options, retirement plans, and the appropriate interactions with clients.

How much does it cost for security training?

There are a variety of security training options available for every budget and learning style. Whether you are looking for classroom training, online training, or video based learning, TrainUp.com has a solution. Browse various securities classes at every price level on TrainUp.com

Join The 50,000+ Companies That Have Purchased Training from TrainUp.com

  • 50K+ Companies Trained

    Including 90% Of Fortune 500 Companies Have Purchased Training With TrainUp.com

  • 300K+ Courses & Videos

    Live Instructor-Led (Classroom & Virtual), Self-Paced E-learning & Custom OnSite Training Solutions From Leading Training Providers

  • 800+ Expert Instructors

    Industry-Leading Subject Matter Experts (SMEs).Tenured &
    Award-Winning Instructor Network