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Securities

Securities Training Classes and Seminars

TrainUp.com is your one-stop source for the best securities training courses nationwide. Start your search now and browse more than 8 live instructor-led securities training classes near you, from the industry's best securities training companies such as Kaplan Financial, Securities Exam Preparation, Inc., and The Securities Institute of America. TrainUp.com also lists more than 129 self-paced online investment training courses, micro-learning videos, and eLearning bundles. If you are in need of group securities training solutions for your team, visit our on-site securities training page to request a training quote today. We will bring the best instructor to you!

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Securities Training Your Way

Securities Training Courses and Seminars

TrainUp.com is your one-stop source for the best securities training courses nationwide. Start your search now and browse more than 8 live instructor-led securities training classes near you, from the industry's best securities training companies such as Kaplan Financial, Securities Exam Preparation, Inc., and The Securities Institute of America. TrainUp.com also lists more than 129 self-paced online investment training courses, micro-learning videos, and eLearning bundles. If you are in need of group securities training solutions for your team, visit our on-site securities training page to request a training quote today. We will bring the best instructor to you!

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Duration
60 minutes
Duration
60 minutes
Price: $74 VIEW DETAILS

Series 6 Textbook, Software & Online Training Bundle

Our world-class Series 6 textbook, software and online training bundle is designed to guide you thro...
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Price: $159 VIEW DETAILS

Series 65 Textbook, Software & Online Training Bundle

Our world-class Series 65 textbook and online training bundle is designed to guide you through the e...
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Price: $200 VIEW DETAILS

Series 63 Textbook, Software & Online Training Bundle

Our world-class Series 63 textbook, software, and online class bundle are designed to guide you thro...
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Price: $149 VIEW DETAILS
Duration
60 minutes
Duration
60 minutes
Price: $74 VIEW DETAILS

Series 7 & 63 Textbook, Software & Online Training Bundle

Our world-class Series 7 and Series 63 textbook, software and online training bundle is designed to ...
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Price: $329 VIEW DETAILS
Duration
60 minutes
Duration
60 minutes
Price: $74 VIEW DETAILS

Series 24 Textbook, Software & Online Video Training Bundle

Our world-class Series 24 textbook, software and online training bundle is designed to guide you thr...
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Price: $299 VIEW DETAILS

Series 7 & 66 Textbook, Software & Online Training Bundle

Our world-class Series 7 and Series 66 textbook, software and online training bundle is designed to ...
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Price: $359 VIEW DETAILS

Title Law: A to Z

Title Law: A to Z (85402)
Duration
2 days
Duration
2 days
Price: $575 VIEW DETAILS

Series 6 & 63 Textbook, Software & Online Training Bundle

Our world-class Series 6 and 63 textbook, software and online training bundle is designed to guide y...
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Price: $259 VIEW DETAILS

Series 66 Wiley Textbook, Software & Online Video Course Package

Our world-class Series 66 textbook, exam prep software and online training bundle is designed to guide you through the entire studying process and to help you pass your Series 66 exam the first time!<...
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Price: $179 VIEW DETAILS

Series 26 Textbook, Software & Online Training Bundle

Our world-class Series 26 textbook, software and online training bundle is designed to guide you thr...
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Price: $229 VIEW DETAILS

CFP EssentialPLUS 103: Investment Planning

<strong>Earn Your Certified Financial Planner (CFP) Designation!</strong><br><br>This OnDemand class allows you to learn from a qualified instructor without the need to adhere to a live class schedule...
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Price: $749 VIEW DETAILS
Duration
60 minutes
Duration
60 minutes
Price: $74 VIEW DETAILS

Series 7 Online Video Class

The series 7 video is a great tool for visual learning. Watch a full series 6 class as the studio quality video brings the topics to life. Scrolling power point presentations help enforce the key poin...
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Price: $99 VIEW DETAILS

Series 6 Online Video Class

The series 6 video is a great tool for visual learning. Watch a full series 6 class as the studio quality video brings the topics to life. Scrolling power point presentations help enforce the key poin...
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n/a
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Price: $99 VIEW DETAILS

CFP 103: Investment Planning

<strong>Earn Your Certified Financial Planner (CFP) Certification!</strong><br><br>CFP 103 follows sound investment principles as a primary means of wealth accumulation for financial planning clients....
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Price: $549 VIEW DETAILS

Finance and Accounting Essentials for Non-financial Professionals

Finance and Accounting Essentials for Non-financial Professionals Bundle
# of Courses
6
Price: $229 VIEW DETAILS

Finance and Accounting Essentials for Non-financial Professionals Part 1

Finance and Accounting Essentials for Non-financial Professionals Part 1
# of Courses
5
Price: $199 VIEW DETAILS

TrainUp.com is your one-stop source for the best securities training courses nationwide. Start your search now and browse more than 8 live instructor-led securities training classes near you, from the industry's best securities training companies such as Kaplan Financial, Securities Exam Preparation, Inc., and The Securities Institute of America. TrainUp.com also lists more than 129 self-paced online investment training courses, micro-learning videos, and eLearning bundles. If you are in need of group securities training solutions for your team, visit our on-site securities training page to request a training quote today. We will bring the best instructor to you!

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Request Securities On-Site Training. We bring the best instructors to you.

Securities Courses and Workshops

For business and individuals alike, making investment decisions can be an intimidating. Because of this, many choose to seek the help and direction of securities firms. A security is defined as a financial instrument that shows evidence of a debt or equity. Financial advisors and analysts provide analysis and guidance to businesses and individuals in making securities investment decisions. Whether buying or selling securities, many financial professionals need licensure from employers, and with today's ever-changing job market, also need certifications which can enhance professional standing and is recommended by many employers. Financial professionals pursuing these certifications need ongoing securities knowledge and training. The Financial Industry Regulatory Authority (FINRA) is the main licensing organization for the securities industry.

TrainUp.com offers many Securities training courses across the United States and Canada. TrainUp.com provides Securities training courses in multiple formats to meet your needs, including classroom Securities training classes, online Securities training courses and on-site Securities training courses. Most of the courses offered by TrainUp.com qualify for continuing education credits hours, certification and re-certification designations common within the Finance industry.



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Frequently Asked Questions about Securities
What is security training?

Security training is about educating employees about computer or network security. This does not refer to physical security, like learning to be a security guard at a physical location, rather security training is about cybersecurity awareness and how to be proactive against digital threats. This also encompasses learning how to become a network security professional or a certified ethical hacker to strengthen and defend vunerable computer networks from attack.

What is the SIE exam?

The Securities Industry Essentials (SIE) Exam is a new exam for prospective security industry professionals. Many firms require this certification for new entry-level employees. The passing score for the SIE exam is 70 percent.

How much does the SIE exam cost?

The cost of the SIE exam is $60. There has also been recent changes made to the costs of the revised representative-level exams. As of 2018, the revised representative-level exam fees are as follows: Series 7: $245, Series 6: $40, Series 22: $40, Series 57: $60, Series 79: $245, Series 82: $40, Series 99: $40

Can I take the SIE exam?

You can take the SIE exam as long as you can demonstrate that you either have a job as a representative at a firm, or that you have equivalent knowledge. College students can atempt the SIE exam because it does not require a sponsoring firm or experience. The Financial Industry Regulatory Authority (FINRA) does not require that you be sponsored by a firm to sit for the SIE exam, however, candidates must posess the knowledge needed to pass the exam applicable to their desired job function.

What is the purpose of the SIE exam?

The purpose of the Security Industry Essentials (SIE) Exam is to assess a candidate's knowledge of basic securities industry topics which are foundational to working in the securities industry.

What is the SIE license?

The Securities Industry Essentials (SIE) license applies to security industry professionals. It allows people to enter the securities and insurance industries without being affiliated with any qualified firm. In addition to this, many firms require this license for their employees as it shows they have the correct knowledge and experience. This license is a new qualification that was administered by the Financial Industry Regulatory Authority (FINRA) on Oct. 1, 2018.

Who takes the Series 7 exam?

The series 7 exam sets a level of entry knowledge and standards for a registered stockbroker or representative to work in the securities industry.

What is a Series 7 license?

The Series 7 exam is also known as the General Securities Representative Exam (GSRE). It's purpose is to set a level of entry knowledge and standards for a registered stockbroker or representative to work in the securities industry. The Series 7 exam focuses on investment risk, equity, taxation, debt instruments, packaged securities, options, retirement plans, and the appropriate interactions with clients.

How much does it cost for security training?

There are a variety of security training options available for every budget and learning style. Whether you are looking for classroom training, online training, or video based learning, TrainUp.com has a solution. Browse various securities classes at every price level on TrainUp.com

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