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Securities

Securities Training Classes and Seminars

TrainUp.com is your one-stop source for the best securities training courses nationwide. Start your search now and browse more than 6 live instructor-led securities training classes near you, from the industry's best securities training companies such as Kaplan Financial, Securities Exam Preparation, Inc., and The Securities Institute of America. TrainUp.com also lists more than 131 self-paced online investment training courses, micro-learning videos, and eLearning bundles. If you are in need of group securities training solutions for your team, visit our on-site securities training page to request a training quote today. We will bring the best instructor to you!

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On-Site Securities Training

Have a group to train? Request on-site Securities training today to bring this training right to your own office. We will bring our experts to you!

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Securities Training Courses and Seminars

TrainUp.com is your one-stop source for the best securities training courses nationwide. Start your search now and browse more than 6 live instructor-led securities training classes near you, from the industry's best securities training companies such as Kaplan Financial, Securities Exam Preparation, Inc., and The Securities Institute of America. TrainUp.com also lists more than 131 self-paced online investment training courses, micro-learning videos, and eLearning bundles. If you are in need of group securities training solutions for your team, visit our on-site securities training page to request a training quote today. We will bring the best instructor to you!

Request Securities On-Site Training. We bring the best instructors to you.

SIE And Series 7 Webcast Combo

SIE And Series 7 Webcast Combo
# of Event(s)
1
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view all dates and locations.
# of Event(s)
1 EVENTS
Duration
1 day
Duration
1 day
Price: $549 VIEW DETAILS

SIE And Series 6 Webcast Combo

SIE And Series 6 Webcast Combo
# of Event(s)
1
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view all dates and locations.
# of Event(s)
1 EVENTS
Duration
1 day
Duration
1 day
Price: $409 VIEW DETAILS
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39
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view all dates and locations.
# of Event(s)
39 EVENTS
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Price: $389 VIEW DETAILS

Securities Industry Essentials (SIE) Exam - Live Webinar With OnDemand Playback

The Securities Industry Essentials (SIE) exam is a requirement to obtaining a Series 6, 7, 79, or 99 license.<br><br>Where the courses for the 6, 7, 79, or 99 licenses contain information specific to ...
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1
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# of Event(s)
1 EVENTS
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Price: $299 VIEW DETAILS

Series 24 - Live Webinar With OnDemand Playback

Ensure your success on the Series 24 licensing exam with our <em>Live & OnDemand Online Course</em>!</p><p>This "Virtual Class" provides the same structure and format of our live <a href="http://www.a...
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5
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view all dates and locations.
# of Event(s)
5 EVENTS
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Price: $519 VIEW DETAILS

Series 6 Top-Off - Live Webinar With OnDemand Playback

<strong>About Our Series 6 Top-Off Live & OnDemand Course</strong><br><br>Our Series 6 Live & OnDemand course has two primary components to help you study for - and pass - your Series 6 Top-Off exam: ...
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1
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view all dates and locations.
# of Event(s)
1 EVENTS
Duration
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Price: $219 VIEW DETAILS

Series 65 - Live Webinar With OnDemand Playback

Ensure your success on the FINRA Series 65 exam with our <em>Live & OnDemand Online Course</em>!</p><p>This "Virtual Class" provides the same structure and format of our live <a href="http://www.abtra...
# of Event(s)
1
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view all dates and locations.
# of Event(s)
1 EVENTS
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Price: $399 VIEW DETAILS

Series 66 - Live Webinar With OnDemand Playback

Ensure your success on the Series 66 with our Series 66 exam prep!</p><p>This Series 66 "Virtual Class" provides the same structure and format of our live classroom exam prep course in regard to prese...
# of Event(s)
1
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view all dates and locations.
# of Event(s)
1 EVENTS
Duration
n/a
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n/a
Price: $339 VIEW DETAILS

Series 7 Top-Off - Live Webinar With OnDemand Playback

<strong>About Our Series 7 Top-Off Live & OnDemand Course</strong><br><br>Our Series 7 Live & OnDemand course has two primary components to help you study for - and pass - your Series 7 Top-Off exam: ...
# of Event(s)
2
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# of Event(s)
2 EVENTS
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Price: $369 VIEW DETAILS
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39
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# of Event(s)
39 EVENTS
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Price: $529 VIEW DETAILS

Securities Industry Essentials (SIE) Exam - Live Classroom Course

On October 1, 2018, FINRA changed the requirements for many of the Securities licensing exams. The Securities Industry Essentials (SIE) exam is now a co-requisite to obtaining a Series 6, 7, 79, or 99...
# of Event(s)
39
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view all dates and locations.
# of Event(s)
39 EVENTS
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Price: $279 VIEW DETAILS

Series 24 Exam Prep Review Package - Live Classroom Course

Prepare for the Series 24 securities licensing exam with our innovative study program - designed to ...
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22
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# of Event(s)
22 EVENTS
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Price: $499 VIEW DETAILS

Series 65 Review Package- Live Classroom Course

Prepare for the Series 65 securities licensing exam with our innovative study program - designed to ...
# of Event(s)
7
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# of Event(s)
7 EVENTS
Duration
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Price: $379 VIEW DETAILS

Series 66 Review Package- Live Classroom Course

Prepare for the Series 66 securities licensing exam with our innovative study program - designed to ...
# of Event(s)
19
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view all dates and locations.
# of Event(s)
19 EVENTS
Duration
n/a
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Price: $319 VIEW DETAILS

Series 7 Review Package - Live Classroom Course

Prepare for the Series 7 securities licensing exam with our innovative study program - designed to h...
# of Event(s)
45
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view all dates and locations.
# of Event(s)
45 EVENTS
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n/a
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Price: $349 VIEW DETAILS

Series 26 – Self-Study & Online Review Class

Ensure your success on the Series 26 licensing exam with our Self-Study & OnDemand Online Review Cla...
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Price: $479 VIEW DETAILS

Series 6 Top-Off Online Review

Our Series 6 Online course has two primary components to help you study for - and pass - your Series 6 Top-Off exam: online materials that you can access at any time from the comfort of your home or o...
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Price: $169 VIEW DETAILS

Series 66 OnDemand Online Review Class

Ensure your success on the Series 66 licensing exam with our OnDemand Online Review Class package! T...
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Price: $339 VIEW DETAILS

Securities Industry Essentials (SIE) Exam - OnDemand Online Review

<strong>About The SIE OnDemand Course</strong><br /><br />Our SIE OnDemand course has two primary components to help you study for - and pass - your SIE exam: a recorded instructor-led class that you ...
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Price: $269 VIEW DETAILS

Series 63 OnDemand Online Review Class

Ensure your success on the Series 63 licensing exam with our OnDemand Online Review Class package! T...
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Price: $199 VIEW DETAILS

Series 7 Top-Off Online Review

Our Series 7 Online course has two primary components to help you study for - and pass - your Series 7 Top-Off exam: online materials that you can access at any time from the comfort of your home or o...
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Price: $259 VIEW DETAILS

Series 3 – Self-Study & Online Review Class

Ensure your success on the Series 3 licensing exam with our Self-Study & OnDemand Online Review Clas...
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Price: $369 VIEW DETAILS

Securities Industry Essentials (SIE) Exam - Online Review

Our SIE Online course has two primary components to help you study for - and pass - your SIE exam: online materials that you can access at any time from the comfort of your home or office, plus a self...
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Price: $219 VIEW DETAILS

Series 99 – Self-Study & Online Review Class

Ensure your success on the Series 99 licensing exam with our Self-Study & OnDemand Online Class pack...
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Price: $179 VIEW DETAILS

Series 7 OnDemand Online Review Class

Ensure your success on the Series 7 licensing exam with our OnDemand Online Review Class package! Th...
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Price: $349 VIEW DETAILS

Series 9/10 - Self Study & Online Review Package

Ensure your success on the Series 9 and 10 licensing exams with our Self-Study & OnDemand Online Rev...
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Price: $669 VIEW DETAILS

Series 65 OnDemand Online Review Class

Ensure your success on the Series 65 licensing exam with our OnDemand Online Review Class package! T...
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Price: $359 VIEW DETAILS

Series 9 – Self-Study & Online Review Class

Ensure your success on the Series 9 licensing exam with our Self-Study & OnDemand Online Review Clas...
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Price: $329 VIEW DETAILS

Series 24 - OnDemand Online Review Package

Ensure your success on the Series 24 licensing exam with our OnDemand Online Review Class package! T...
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Price: $519 VIEW DETAILS

Series 63 Online Complete Course Set

''''The course consists of instructional units that deliver the knowledge you need to pass your lice...
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Price: $145 VIEW DETAILS

Series 6 Top-Off OnDemand Online Review Class

<strong>About Our Series 6 Top-Off OnDemand Course</strong><br /><br />Our Series 6 OnDemand course has two primary components to help you study for - and pass - your exam: a recorded instructor-led c...
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Price: $199 VIEW DETAILS

Series 10 – Self-Study & Online Review Class

Ensure your success on the Series 10 licensing exam with our Self-Study & OnDemand Online Review Cla...
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Price: $469 VIEW DETAILS

Series 65 Textbook, Software & Online Training Bundle

Our world-class Series 65 textbook and online training bundle is designed to guide you through the e...
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Price: $200 VIEW DETAILS

Series 6 Textbook, Software & Online Training Bundle

Our world-class Series 6 textbook, software and online training bundle is designed to guide you thro...
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Price: $159 VIEW DETAILS

Series 63 Textbook, Software & Online Training Bundle

Our world-class Series 63 textbook, software, and online class bundle are designed to guide you thro...
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Price: $149 VIEW DETAILS

Series 24 Textbook, Software & Online Video Training Bundle

Our world-class Series 24 textbook, software and online training bundle is designed to guide you thr...
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Price: $299 VIEW DETAILS

Series 7 & 63 Textbook, Software & Online Training Bundle

Our world-class Series 7 and Series 63 textbook, software and online training bundle is designed to ...
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Price: $329 VIEW DETAILS

Series 7 & 66 Textbook, Software & Online Training Bundle

Our world-class Series 7 and Series 66 textbook, software and online training bundle is designed to ...
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Price: $359 VIEW DETAILS

Series 26 Textbook, Software & Online Training Bundle

Our world-class Series 26 textbook, software and online training bundle is designed to guide you thr...
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Price: $229 VIEW DETAILS

Series 6 & 63 Textbook, Software & Online Training Bundle

Our world-class Series 6 and 63 textbook, software and online training bundle is designed to guide y...
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Price: $259 VIEW DETAILS

CFP EssentialPLUS 103: Investment Planning

<strong>Earn Your Certified Financial Planner (CFP) Designation!</strong><br><br>This OnDemand class allows you to learn from a qualified instructor without the need to adhere to a live class schedule...
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Price: $749 VIEW DETAILS

Series 7 Online Video Class

The series 7 video is a great tool for visual learning. Watch a full series 6 class as the studio quality video brings the topics to life. Scrolling power point presentations help enforce the key poin...
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Price: $99 VIEW DETAILS

CFP 103: Investment Planning

<strong>Earn Your Certified Financial Planner (CFP) Certification!</strong><br><br>CFP 103 follows sound investment principles as a primary means of wealth accumulation for financial planning clients....
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Price: $549 VIEW DETAILS

Series 6 Online Video Class

The series 6 video is a great tool for visual learning. Watch a full series 6 class as the studio quality video brings the topics to life. Scrolling power point presentations help enforce the key poin...
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Price: $99 VIEW DETAILS

Finance and Accounting Essentials for Non-financial Professionals

Finance and Accounting Essentials for Non-financial Professionals Bundle
# of Courses
6
Price: $229 VIEW DETAILS

Finance and Accounting Essentials for Non-financial Professionals Part 1

Finance and Accounting Essentials for Non-financial Professionals Part 1
# of Courses
5
Price: $199 VIEW DETAILS

TrainUp.com is your one-stop source for the best securities training courses nationwide. Start your search now and browse more than 6 live instructor-led securities training classes near you, from the industry's best securities training companies such as Kaplan Financial, Securities Exam Preparation, Inc., and The Securities Institute of America. TrainUp.com also lists more than 131 self-paced online investment training courses, micro-learning videos, and eLearning bundles. If you are in need of group securities training solutions for your team, visit our on-site securities training page to request a training quote today. We will bring the best instructor to you!

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Request Securities On-Site Training. We bring the best instructors to you.

Securities Courses and Workshops

For business and individuals alike, making investment decisions can be an intimidating. Because of this, many choose to seek the help and direction of securities firms. A security is defined as a financial instrument that shows evidence of a debt or equity. Financial advisors and analysts provide analysis and guidance to businesses and individuals in making securities investment decisions. Whether buying or selling securities, many financial professionals need licensure from employers, and with today's ever-changing job market, also need certifications which can enhance professional standing and is recommended by many employers. Financial professionals pursuing these certifications need ongoing securities knowledge and training. The Financial Industry Regulatory Authority (FINRA) is the main licensing organization for the securities industry.

TrainUp.com offers many Securities training courses across the United States and Canada. TrainUp.com provides Securities training courses in multiple formats to meet your needs, including classroom Securities training classes, online Securities training courses and on-site Securities training courses. Most of the courses offered by TrainUp.com qualify for continuing education credits hours, certification and re-certification designations common within the Finance industry.



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Frequently Asked Questions about Securities
What is security training?

Security training is about educating employees about computer or network security. This does not refer to physical security, like learning to be a security guard at a physical location, rather security training is about cybersecurity awareness and how to be proactive against digital threats. This also encompasses learning how to become a network security professional or a certified ethical hacker to strengthen and defend vunerable computer networks from attack.

What is the SIE exam?

The Securities Industry Essentials (SIE) Exam is a new exam for prospective security industry professionals. Many firms require this certification for new entry-level employees. The passing score for the SIE exam is 70 percent.

How much does the SIE exam cost?

The cost of the SIE exam is $60. There has also been recent changes made to the costs of the revised representative-level exams. As of 2018, the revised representative-level exam fees are as follows: Series 7: $245, Series 6: $40, Series 22: $40, Series 57: $60, Series 79: $245, Series 82: $40, Series 99: $40

Can I take the SIE exam?

You can take the SIE exam as long as you can demonstrate that you either have a job as a representative at a firm, or that you have equivalent knowledge. College students can atempt the SIE exam because it does not require a sponsoring firm or experience. The Financial Industry Regulatory Authority (FINRA) does not require that you be sponsored by a firm to sit for the SIE exam, however, candidates must posess the knowledge needed to pass the exam applicable to their desired job function.

What is the purpose of the SIE exam?

The purpose of the Security Industry Essentials (SIE) Exam is to assess a candidate's knowledge of basic securities industry topics which are foundational to working in the securities industry.

What is the SIE license?

The Securities Industry Essentials (SIE) license applies to security industry professionals. It allows people to enter the securities and insurance industries without being affiliated with any qualified firm. In addition to this, many firms require this license for their employees as it shows they have the correct knowledge and experience. This license is a new qualification that was administered by the Financial Industry Regulatory Authority (FINRA) on Oct. 1, 2018.

Who takes the Series 7 exam?

The series 7 exam sets a level of entry knowledge and standards for a registered stockbroker or representative to work in the securities industry.

What is a Series 7 license?

The Series 7 exam is also known as the General Securities Representative Exam (GSRE). It's purpose is to set a level of entry knowledge and standards for a registered stockbroker or representative to work in the securities industry. The Series 7 exam focuses on investment risk, equity, taxation, debt instruments, packaged securities, options, retirement plans, and the appropriate interactions with clients.

How much does it cost for security training?

There are a variety of security training options available for every budget and learning style. Whether you are looking for classroom training, online training, or video based learning, TrainUp.com has a solution. Browse various securities classes at every price level on TrainUp.com

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